WebSeries 65 Test Specifications F. Methods Used to Determine the Value of Equity Securities (3) 1. technical analysis 2. fundamental analysis 3. dividend discount 4. discounted cash flow G. Types of Pooled Investments (3) 1. mutual funds (i.e., open-end; closed-end) 2. private funds (e.g., hedge funds; private equity; venture capital) Web19 Oct 2024 · To pass the Series 65 exam, candidates must achieve a minimum score of 72.3% by correctly answering 94 of 130 multiple-choice questions in 180 minutes.
Series 65: Definition and Exam Information - SmartAsset
Web9 Dec 2024 · A fiduciary advisor is a type of financial advisor who acts on behalf of a client. They can give financial advice or investment suggestions, and as fiduciary advisors, they commit to acting in the client's best interest. ... you may need to complete the Series 65, which is the Uniform Investment Adviser Law Examination. If you are selling ... WebSince you're reading about Series 65: Fiduciary, you might also be interested in: Series 3 - underlying commodity. Series 51 - accredited investor. Series 53 - blind advertisements. Series 7 - cum-rights period. Series 3 - FOCUS reports. SIE - member firm. Series 6 - universal life insurance. storing wine in a basement
How to Pass the Series 65 Exam Investing U.S. News
Web23 Mar 2024 · The Series 65 is required if you want to charge a fee to give securities advice to residents in most states. You do not need any other licenses to act as an investment adviser representative. You cannot sell securities with only a Series 65 license. Web8 Aug 2024 · Formally named the Uniform Investment Adviser Law Examination, the Series 65 covers regulations, ethics, laws and professional practice subjects such as portfolio … Web7 May 2024 · The Series 65 license, Uniform Investment Adviser, is for investment adviser representatives, which is anyone who works for an investment advisory company and … rosewood healthcare mount pleasant mi